Class Form4Filing
- Namespace
- MassiveDotNet.Rest.Models
- Assembly
- MassiveDotNet.Rest.dll
One statement of changes in beneficial ownership, form 4: the issuer, the reporting owner, the security, and the transaction reported.
public sealed record Form4Filing : IEquatable<Form4Filing>- Inheritance
-
Form4Filing
- Implements
- Inherited Members
Remarks
Reference data, so a class (decision D4). A trailing form number keeps its digits (D-R8). The
description marks nothing required, so every property is nullable; a holding row rather than a
transaction row leaves the transaction fields null. The seven flags take an Is prefix;
IsRule10b51Plan is the wire's aff_10b5_one.
Properties
AccessionNumber
Unique SEC accession number for the filing (e.g., '0001209191-25-012345').
[JsonPropertyName("accession_number")]
public string? AccessionNumber { get; init; }Property Value
DateOfOriginalSubmission
Date of the original filing submission for amendment filings (4/A). Null for standard filings (formatted as YYYY-MM-DD).
[JsonPropertyName("date_of_original_submission")]
public LocalDate? DateOfOriginalSubmission { get; init; }Property Value
DeemedExecutionDate
Deemed execution date if different from transaction date (formatted as YYYY-MM-DD).
[JsonPropertyName("deemed_execution_date")]
public LocalDate? DeemedExecutionDate { get; init; }Property Value
DirectOrIndirect
Whether ownership is direct ('D') or indirect ('I').
[JsonPropertyName("direct_or_indirect")]
public string? DirectOrIndirect { get; init; }Property Value
ExerciseDate
Date exercisable for derivative securities (formatted as YYYY-MM-DD).
[JsonPropertyName("exercise_date")]
public LocalDate? ExerciseDate { get; init; }Property Value
ExercisePrice
Exercise or conversion price of derivative securities in USD.
[JsonPropertyName("exercise_price")]
public double? ExercisePrice { get; init; }Property Value
ExpirationDate
Expiration date for derivative securities (formatted as YYYY-MM-DD).
[JsonPropertyName("expiration_date")]
public LocalDate? ExpirationDate { get; init; }Property Value
FilingDate
Date when the filing was submitted to the SEC (formatted as YYYY-MM-DD).
[JsonPropertyName("filing_date")]
public LocalDate? FilingDate { get; init; }Property Value
FilingUrl
Direct URL to the filing on the SEC EDGAR website.
[JsonPropertyName("filing_url")]
public string? FilingUrl { get; init; }Property Value
Footnotes
List of footnotes from the filing that are relevant to this row, each with an id and description.
[JsonPropertyName("footnotes")]
[JsonConverter(typeof(PooledArrayConverter<FilingFootnote>))]
public FilingFootnote[]? Footnotes { get; init; }Property Value
FormType
SEC form type ('4' for standard filing, '4/A' for amendments).
[JsonPropertyName("form_type")]
public string? FormType { get; init; }Property Value
IsDirector
Whether the reporting owner is a director of the issuer.
[JsonPropertyName("is_director")]
public bool? IsDirector { get; init; }Property Value
- bool?
IsEquitySwapInvolved
Whether an equity swap was involved in the transaction.
[JsonPropertyName("equity_swap_involved")]
public bool? IsEquitySwapInvolved { get; init; }Property Value
- bool?
IsNotSubjectToSection16
Whether the reporting owner is not subject to Section 16 of the Securities Exchange Act.
[JsonPropertyName("not_subject_to_section_16")]
public bool? IsNotSubjectToSection16 { get; init; }Property Value
- bool?
IsOfficer
Whether the reporting owner is an officer of the issuer.
[JsonPropertyName("is_officer")]
public bool? IsOfficer { get; init; }Property Value
- bool?
IsOther
Whether the reporting owner has another relationship with the issuer.
[JsonPropertyName("is_other")]
public bool? IsOther { get; init; }Property Value
- bool?
IsRule10b51Plan
Whether the transaction was made under a Rule 10b5-1 trading plan; the wire's
aff_10b5_one.
[JsonPropertyName("aff_10b5_one")]
public bool? IsRule10b51Plan { get; init; }Property Value
- bool?
IsTenPercentOwner
Whether the reporting owner holds 10% or more of a class of equity securities.
[JsonPropertyName("is_ten_percent_owner")]
public bool? IsTenPercentOwner { get; init; }Property Value
- bool?
IssuerCik
SEC Central Index Key of the issuer company (10 digits, zero-padded).
[JsonPropertyName("issuer_cik")]
public string? IssuerCik { get; init; }Property Value
IssuerName
Name of the issuer company as reported in the filing.
[JsonPropertyName("issuer_name")]
public string? IssuerName { get; init; }Property Value
NatureOfOwnership
Nature of indirect ownership (e.g., 'By Trust', 'By Spouse').
[JsonPropertyName("nature_of_ownership")]
public string? NatureOfOwnership { get; init; }Property Value
OfficerTitle
Title of the officer, if the reporting owner is an officer.
[JsonPropertyName("officer_title")]
public string? OfficerTitle { get; init; }Property Value
OwnerCik
SEC Central Index Key of the reporting owner (10 digits, zero-padded).
[JsonPropertyName("owner_cik")]
public string? OwnerCik { get; init; }Property Value
OwnerName
Name of the reporting owner (individual or entity).
[JsonPropertyName("owner_name")]
public string? OwnerName { get; init; }Property Value
PeriodOfReport
Date of the event triggering the filing (formatted as YYYY-MM-DD).
[JsonPropertyName("period_of_report")]
public LocalDate? PeriodOfReport { get; init; }Property Value
RecordType
Type of record in the filing (e.g., 'transaction', 'holding').
[JsonPropertyName("record_type")]
public string? RecordType { get; init; }Property Value
Remarks
Additional remarks included in the filing.
[JsonPropertyName("remarks")]
public string? Remarks { get; init; }Property Value
SecurityTitle
Title or description of the security (e.g., 'Common Stock', 'Stock Option').
[JsonPropertyName("security_title")]
public string? SecurityTitle { get; init; }Property Value
SecurityType
Type of security ('non-derivative' or 'derivative').
[JsonPropertyName("security_type")]
public string? SecurityType { get; init; }Property Value
SharesOwnedFollowingTransaction
Total shares beneficially owned after the transaction.
[JsonPropertyName("shares_owned_following_transaction")]
public double? SharesOwnedFollowingTransaction { get; init; }Property Value
Tickers
A list of ticker symbols for the issuer company. Multiple symbols may indicate different share classes.
[JsonPropertyName("tickers")]
[JsonConverter(typeof(PooledArrayConverter<string>))]
public string[]? Tickers { get; init; }Property Value
- string[]
TransactionAcquiredDisposed
Whether shares were acquired ('A') or disposed of ('D').
[JsonPropertyName("transaction_acquired_disposed")]
public string? TransactionAcquiredDisposed { get; init; }Property Value
TransactionCode
SEC transaction code indicating the type of transaction (e.g., 'P' for purchase, 'S' for sale, 'A' for grant/award, 'M' for exercise/conversion).
[JsonPropertyName("transaction_code")]
public string? TransactionCode { get; init; }Property Value
TransactionDate
Date of the transaction (formatted as YYYY-MM-DD).
[JsonPropertyName("transaction_date")]
public LocalDate? TransactionDate { get; init; }Property Value
TransactionPricePerShare
Price per share of the transaction in USD.
[JsonPropertyName("transaction_price_per_share")]
public double? TransactionPricePerShare { get; init; }Property Value
TransactionShares
Number of shares involved in the transaction.
[JsonPropertyName("transaction_shares")]
public double? TransactionShares { get; init; }Property Value
TransactionTimeliness
Timeliness of the filing: 'O' (on time) or 'L' (late).
[JsonPropertyName("transaction_timeliness")]
public string? TransactionTimeliness { get; init; }Property Value
TransactionValue
Total value of the transaction in USD (transaction_shares x transaction_price_per_share). Null when shares or price is not reported.
[JsonPropertyName("transaction_value")]
public double? TransactionValue { get; init; }Property Value
UnderlyingSecurityShares
Number of underlying shares for derivative transactions.
[JsonPropertyName("underlying_security_shares")]
public double? UnderlyingSecurityShares { get; init; }Property Value
UnderlyingSecurityTitle
Title of the underlying security for derivative transactions.
[JsonPropertyName("underlying_security_title")]
public string? UnderlyingSecurityTitle { get; init; }